HSBC Group

#LI-AJ1 #HSBCUSA

The Senior Audit Manager-Global Market role is based within Markets Securities Services (“MSS”) team within Internal Audit which provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.  The function comprises a number of Global teams and Regional Audit teams. The team focus their coverage over Global Markets activities covering a wide range of products (fixed income and balance sheet management, foreign exchange and equity).  

The role of the Senior Audit Manager-is within the MSS Audit team to lead reviews of the major Global Market business lines. Supports the Regional Head of MSS Audit and senior management team in providing independent, objective assurance & consulting services designed to add value to the organization’s risk management framework and underlying operations.

Your responsibilities will include:

• Lead the preparation of individual audit plans to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned
• Lead and direct a team of highly experienced staff and be able to motivate, encourage and challenge them to provide very high quality and value-added results; 
• Continuously enhance both audit skills/capabilities & subject matter knowledge of MSS businesses.     
• Maintain dialogue and communications with senior management on the major plans, projects and structural changes that will impact their business.
• Ensure that HSBC senior management and stakeholders fully comprehend the governance, risk, regulatory and internal control implications of major changes and advise them accordingly.
• Engaging with and providing strategic advice to internal stakeholders by utilising knowledge of the business and the governance, risk and regulatory frameworks.
• Stay abreast of internal and external changes in the risk environment and being able to assess their impact on the control environment within the Global Businesses and Functions. Provide a timely assessment to Executive Management.
• Ability to work effectively with regulators, external auditors, consultants, Executive/Senior Management and other control functions such as Compliance, Risk Management and Finance, global audit units and  governance/steering committees amongst others

Employment eligibility to work with HSBC in the U.S. is required as the company will not pursue visa sponsorship for these positions

• Relevant product knowledge including knowledge of Strong front-to-back Investment Banking knowledge in at least one asset class, credit risk analysis or management.
• Past working experience in a relevant role, i.e. Global Banking professional in the following areas: Credit Risk Management, Finance, Senior Business Manager or Internal Audit Senior Manager of Global Banking
• Experience working in relevant environment/s, i.e. Global Matrixed environment
• Past working experience in a relevant role, i.e. Auditor is desirable but not essential
• Set and achieved challenging short, medium and long term goals which exceeded the standards in their field
• A flexible and adaptable management style with experience of developing yourself and others
• Excellent written and spoken communication skills; an ability to communicate with impact, ensuring complex information is articulated in a meaningful way to wide and varied audiences
• A track record of making complex business decisions with authority, even in times of ambiguity, considering the potential long term risks and implications
• Experience of creating and deploying comprehensive business/operating plans which consistently deliver desired results
• A comprehensive understanding of risk management and proven experience of ensuring own/others' compliance with relevant regulatory processes

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.